教育背景                                                                    
2008.5        波士顿学院 金融学 博士学位
2003.6        华盛顿大学 经济学 硕士学位
2001.7        北京大学     经济学 学士学位  
 
工作经历  
2015 至今     清华大学五道口金融学院院长助理兼金融MBA教育中心主任                                                        
2014 至今     清华大学五道口金融学院,昆吾九鼎讲席教授
2014 至今     清华大学国家金融研究院创业金融与经济增长研究中心,主任
2014 至今     清华大学五道口金融学院全球金融发展教育中心,学术主任
2014 至今     印第安纳大学凯利商学院,副教授 (On leave)
2013 至今     印第安纳大学凯利商学院, Mary Jane Geyer Cain Faculty Fellow 教授研究员
2008–2014    印第安纳大学凯利商学院,助理教授


主要研究领域                                                          
公司金融
风险投资及私募资本
企业创新
股利政策
企业并购
  
学术期刊主编                                                        
2014 – 至今  副主编, 管理科学
2014 – 至今  联席主编,国际金融评论创业金融与企业创新专刊
2014 – 至今  副主编, 国际金融评论
2013 – 至今  副主编, 亚太金融研究
  
发表论文                                                               
[1] “The Causes and Consequences of Venture Capital Stage Financing,” 2011, Journal of Financial Economics, Vol. 101 (1), 132-159.

[2] “The Role of Venture Capital Syndication in Value Creation for Entrepreneurial Firms,” 2012, Review of Finance, Vol. 16 (1), 245-283.
[3] “Preparing the Equity Market for Adverse Corporate Events: A Theoretical Analysis of Firms Cutting Dividends,” (with Thomas Chemmanur), 2012, Journal of Financial and Quantitative Analysis, Vol. 47 (5), 993-972.

[4] “The Dark Side of Analyst Coverage: The Case of Innovation,” 2013, (with Jie He), 2013, Journal of Financial Economics, Vol. 109 (3), 856-878.
[5] “Tolerance for Failure and Corporate Innovation,” (with Tracy Wang), 2014, Review of Financial Studies, Vol. 27 (1), 211-255.
[6] “Financial Development and Innovation: Cross Country Evidence,” 2014, (with Po-Hsuan Hsu and Yan Xu), Journal of Financial Economics, Vol. 112 (1), 16-135.
[7] “Communicating Private Information to the Equity Market before a Dividend Cut: An Empirical Analysis,” (with Thomas Chemmanur), Journal of Financial and Quantitative Analysis, forthcoming.

[8] “Corporate Venture Capital, Value Creation, and Innovation,” 2014, (with Thomas Chemmanur and Elena Loutskina), Review of Financial Studies 27, 2434-2473
[9] “Does Stock Liquidity Enhance or Impede Firm Innovation?” 2014, (with Vivian Fang and Sheri Tice), Journal of Finance, Vol. 69 (5)
[10] “Does Banking Competition Affect Innovation?”2015, (with Jess Cornaggia, Yifei Mao, and Brian Wolfe), Journal of Financial Economics,  Vol. 115 (1), 189-209.
  
工作论文                                                                
[11] “Disciplining Delegated Monitors: The Consequences of Failing to Prevent Fraud,” with Gregory Udell and Xiaoyun Yu

[12] “Locations, Proximity, and M&A Transactions” with Ye Cai and Han Xia
[13] “Financial Liberalization and Innovation” with Fariborz Moshiran, Zhengyuan Wang, and Bohui Zhang.

[14] “The Causal Effect of Labor Unions on Innovation,” with Daniel Bradley and Incheol Kim
[15] “Short Sellers and Innovation: Evidence from a Quasi-natural Experiment,” with Jie He
[16] “Shareholder Power and Corporate Innovation: Evidence from Hedge Fund Activism,” with Alon Brav and Wei Jiang
[17] “Hard Marriage with Heavy Burdens: Labor Unions as Takeover Deterrents,” with Wenyu Wang
[18] “Learning from Customers: Corporate Innovation along the Supply Chain,” with
Yongqiang Chu and Wenyu Wang

[19] “Creditor Interventions and Firm Innovation: Evidence from Debt Covenant Violations,” with Yuqi Gu and Connie Mao
[20] “What Affects Innovation More: Policy or Policy Uncertainty?” with Utpal Bhattacharya, Po-Hsuan Hsu, and Yan Xu

[21] “Privatization and Innovation: Evidence from A Quasi-natural Experiment in China,” with Yongxian Tan, Xinde Zhang, and Hailong Zhao
[22] “Do Foreign Institutional Investors Enhance Firm Innovation?” with Luong Hoang Luong, Fariborz Moshirina, Lily Nguyen, and Bohui Zhang
[23] “Unleashing Innovation” with Yifei Mao and Xiaoyun Yu

[24] “Do Entrepreneurs Make Good VCs?” with Ye Cai and Merih Sevilir
[25] “Anti-Takeover Provisions, Innovation, and Firm Value: A Regression Discontinuity Analysis” with Thomas Chemmanur
  
学术会议                                                                    
2015: American Finance Association Annual Meetings (Boston, 3 papers)
2014:Western Finance Association Annual Meetings (Monterey), American Economic Association Annual Meetings (Philadelphia), Association of Financial Economics Annual Meetings (Philadelphia), European Finance Association Annual Meetings (Lugano, Switzerland, 2 papers), Napa Conference on Financial Markets Research (Napa Valley), CEAR/Finance Department Symposium at the Georgia State University (Atlanta), The Financial Intermediation Research Society Conference (Quebec City, Canada, paper and discussion), China International Conference in Finance (Chengdu, China, 3 papers and 2 discussions), Financial Management Association Annual Meetings (Nashville), London Business School Summer Finance Symposium (London, UK), Northern Finance Association Annual Meetings (Ottawa, Canada), Australian Finance and Banking Conference (Sydney, Australia) 
2013: Western Finance Association Annual Meetings (Lake Tahoe, 4 papers), American Finance Association Annual Meetings (San Diego), NBER Productivity, Innovation, and Entrepreneurship Program Conference (Boston), European Finance Association Annual Meetings (Cambridge, UK), Kauffman Entrepreneurial Finance and Innovation Conference (Boston), SunTrust FSU Finance Spring Beach Conference (Sandestin), China International Conference in Finance (Shanghai, China), Inaugural CSEF Conference on Finance and Labor (Capri, Italy), Summer Institute of Finance Conference (Suzhou, China), Inaugural CEPR European Workshop on Entrepreneurship Economics (Amsterdam, Netherlands), Financial Management Association Meetings (Chicago, 2 papers), State of Indiana Finance Symposium (Bloomington), Financial Management Association European Conference (Luxembourg, Luxembourg)
2012: American Finance Association Annual Meetings (Chicago, 2 papers), Western Finance Association Annual Meetings (Las Vegas, discussion), European Winter Finance Conference (Flims, Switzerland), The Financial Intermediation Research Society Conference (Minneapolis, paper and discussion), European Finance Association Annual Meetings (Copenhagen, Denmark), Kauffman-RCFS Entrepreneurial Finance and Innovation Conference (Boston, 2 papers), Tsinghua University International Corporate Governance Conference (Beijing, China, invited speaker), Kauffman Foundation-USPTO Conference on Innovation and Entrepreneurship (Chicago), China International Conference in Finance (Chongqing, China), Financial Management Association Annual Meetings (Atlanta, 4 papers), the CFA-FAJ-Schulich Conference on Fraud, Ethics, and Regulation (Toronto), Law and Entrepreneurship Retreat (Bloomington)
2011: Western Finance Association Annual Meetings (Santa Fe), NBER Entrepreneurship Program Conference (Boston), American Economic Association Annual Meetings (joint with ASSA, Denver), Econometric Society Winter Meetings (joint with ASSA, Denver), Inaugural Society for Financial Studies Finance Cavalcade (Ann Arbor, 2 papers), Third Paris Spring Corporate Finance Conference (Paris), The Financial Intermediation Research Society Conference (Sydney, 2 papers), Kauffman-RCFS Entrepreneurial Finance and Innovation Conference (Boston), SunTrust FSU Finance Spring Beach Conference (Sandestin, 2 papers), Annual Conference on Entrepreneurship and Innovation at Northwestern University (Chicago, paper and discussion), Canadian Conference on Economics of Entrepreneurship and Innovation (Kingston, Canada, invited speaker), China International Conference in Finance (Wuhan, China, 2 papers), Financial Management Association Annual Meetings (Denver, 3 papers), European Financial Management Symposium on Alternative Investments (Toronto)
2010: Annual Conference on Financial Economics and Accounting (College Park), The Financial Intermediation Research Society Conference (Florence), Inaugural Entrepreneurial Finance and Innovation Conference (Boston, 2 papers), 2nd ESSEC Private Equity Conference (Paris), Napa Conference on Financial Markets Research (Napa Valley), Annual Behavioral Conference at DePaul University, SunTrust FSU Finance Spring Beach Conference (Sandestin), China International Conference in Finance (Beijing, China), Financial Management Association Annual Meetings (New York City, 2 papers)
2009: NBER Entrepreneurship Program Conference (Boston), 6th Annual Conference on Corporate Finance at Washington University, Annual Conference on Financial Economics and Accounting (New Brunswick, paper and discussion), IU-Notre Dame- Purdue Finance Symposium (West Lafayette), Financial Management Association Annual Meetings (Reno, 2 papers), 2nd Annual Conference on Entrepreneurship and Innovation (Chicago), China International Conference in Finance (Guangzhou, China, 2 paper and 2 discussions), Midwest Finance Association Annual Meetings (Chicago, discussion)
2008: The Financial Intermediation Research Society Conference, Anchorage (Alaska, 2 papers and 2 discussions), Annual Conference on Financial Economics and Accounting (Austin)
2007: Western Finance Association Annual Meetings (Big Sky), European Finance Association Meetings (Ljubljana, 2 papers), Financial Management Association Meetings (Orlando, 3 papers), Southern Finance Association Meetings (Charleston, 3 papers), China International Conference in Finance (Chengdu, China, paper and discussion), Annual Trans-Atlantic Doctoral Conference (London, paper and discussion), Eastern Finance Association Meetings, Midwest Financial Association Meetings, Southwestern Financial Association Meetings
  
学术研讨会                                                                    
2015: University of Exeter, University of Bristol, University of California at Berkeley, Hong Kong Polytechnic University, Federal Reserve Bank of Kansas City
2014: Georgetown University, University of Alabama, Singapore Management University, Nanyang Technology University, Peking University, Wuhan University, Renmin University
2013: Columbia University, Dartmouth College, Harvard Business School (EM unit), Southern Methodist University, University of Texas at Dallas, Texas Christian University, Temple University, University of Delaware, Tsinghua University (Accounting), Cheung Kong Graduate School of Business, Chinese University of Hong Kong, Hong Kong University of Science and Technology, City University of Hong Kong, SAIF of Shanghai Jiao Tong University, PBC School of Finance at Tsinghua University, Indiana University
2012: Indiana University, Purdue University, University of South Florida, Tsinghua University
2011: Indiana University
2010: Tsinghua University, Peking University, Shanghai JiaoTong University, IndianaUniversity (x2)
2008: University of Alberta, University of Arkansas, Chinese University of Hong Kong,Georgetown University, Georgia State University, Hong Kong University of Science and Technology, Indiana University, University of Notre Dame, Queen’s University, University of South Florida, University of Tennessee, Tulane University 2007: University of Alabama, Boston College (x2), Clemson University, Iowa State University, Lehigh University, University of New Hampshire, University of Rhode Island, University of San Diego, Southern Illinois University at Carbondale, SUNY Buffalo, University of Hong Kong
2006: Boston College
 
专业学术会议应邀发言人                                                           
2014: CEAR/Finance Department Symposium at the Georgia State University 2014: 2014:HKUST Entrepreneurship and Finance Conference, Hong Kong, China
2012: Tsinghua International Corporate Governance Conference, Beijing, China
2011: Canadian Conference on Economics of Entrepreneurship and Innovation, Kingston, Canada
 
荣誉与奖项                                                                

 
教学经历                                                            
教授

客座教授
博士学位论文委员会联合主席 (毕业去向)
博士学位论文委员会委员(毕业去向)
博士论文开题审查委员会外部成员
教学助理
  
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